Call Open 24/7 Back to main menu About Us Our Company Careers Investor Relations Press Room Back to About Us menu Our Company Back to About Us menu Careers Back to About Us menu Press Room Back to About Us menu Investor Relations Fixed Income Shareholder Information Financial Information Corporate Governance Back to Investor Relations menu Corporate Governance Back to Investor Relations menu Financial Information Back to Investor Relations menu Fixed Income Back to Investor Relations menu Shareholder Information Back to main menu Learn Back to main menu Home Loans Loans & Rates Tips & Tools. Up to a $150 transfer fee credit. If you’re already trading somewhere else, move your account to us and we’ll reimburse up to $150 in transfer fees if you make a one-time transfer of $2,500 or more. You’ll need to complete the, and we must receive it within 15 days of opening the new account. Account owners who complete a first-time ACAT transfer of $2,500 or more are eligible to receive a transfer fee credit of up to $150 to cover the outgoing transfer fee from the current brokerage firm. This credit will be deposited into the new account within 30 days of receiving proof of charge. Keep in mind, this credit can’t be applied to termination or maintenance fees.
ETFs This is a more diversified investment that trades like stock but pools the money of many investors to purchase a group of assets such as stocks, bonds, foreign currency or commodities. Some of the most popular ETFs offer a type of index investment, where the manager tracks the performance of a specific index such as the Dow Jones or S&P 500. There are some types of ETFs, such as leveraged or inverse, which are short-term, higher-risk investments that should only be considered by experienced traders. Equity Fund Symbol Expense Ratio Category WisdomTree U.S. Total Dividend Fund DTD 0.28% Domestic dividend WisdomTree U.S. LargeCap Dividend Fund DLN 0.28% Domestic dividend WisdomTree U.S. MidCap Dividend Fund DON 0.38% Domestic dividend WisdomTree U.S.
SmallCap Dividend Fund DES 0.38% Domestic dividend WisdomTree U.S. High Dividend Fund DHS 0.38% Domestic dividend WisdomTree U.S. Dividend ex-Financials Fund DTN 0.38% Domestic dividend WisdomTree U.S. Quality Dividend Growth Fund DGRW 0.28% Domestic quality WisdomTree U.S. SmallCap Quality Dividend Growth Fund DGRS 0.38% Domestic quality WisdomTree U.S.
Quality Shareholder Yield Fund QSY 0.38% Domestic quality WisdomTree U.S. Total Earnings Fund EXT 0.28% Domestic earnings WisdomTree U.S.
Earnings 500 Fund EPS 0.28% Domestic earnings WisdomTree U.S. MidCap Earnings Fund EZM 0.38% Domestic earnings WisdomTree U.S. SmallCap Earnings Fund EES 0.38% Domestic earnings WisdomTree U.S. Fixed Income Fund Symbol Expense Ratio Category WisdomTree Fundamental U.S. Short-Term High Yield Corporate Bond Fund SFHY 0.38% Fundamental WisdomTree Fundamental U.S. High Yield Corporate Bond Fund WFHY 0.38% Fundamental WisdomTree Fundamental U.S. Short-Term Corporate Bond Fund SFIG 0.18% Fundamental WisdomTree Fundamental U.S.
Corporate Bond Fund WFIG 0.18% Fundamental WisdomTree Barclays Yield Enhanced U.S. Aggregate Bond Fund AGGY 0.12% Strategic core WisdomTree Barclays Yield Enhanced U.S. Short-Term Aggregate Bond Fund SHAG 0.12% Strategic core WisdomTree Emerging Markets Corporate Bond Fund EMCB 0.60% International WisdomTree Emerging Markets Local Debt Fund ELD 0.55% International WisdomTree Asia Local Debt Fund ALD 0.55% International WisdomTree Barclays Interest Rate Hedged U.S. Aggregate Bond Fund AGZD 0.23% Interest rate strategies WisdomTree Barclays Negative Duration U.S.
Aggregate Bond Fund AGND 0.28% Interest rate strategies WisdomTree Interest Rate Hedged High Yield Bond Fund HYZD 0.43% Interest rate strategies WisdomTree Bloomberg Floating Rate Treasury Fund USFR 0.15% Interest rate strategies WisdomTree Negative Duration High Yield Bond Fund HYND 0.48% Interest rate strategies. Currency Strategy Fund Symbol Expense Ratio Category WisdomTree Bloomberg U.S. Dollar Bullish Fund USDU 0.50% Domestic WisdomTree Emerging Currency Strategy Fund CEW 0.55% Emerging markets WisdomTree Chinese Yuan Strategy Fund CYB 0.45% Emerging markets WisdomTree Brazilian Real Strategy Fund BZF 0.45% Emerging markets WisdomTree Dynamic Long/Short U.S. Equity Fund DYLS 0.48% Alternative WisdomTree Dynamic Bearish U.S. Equity Fund DYB 0.48% Alternative WisdomTree Managed Futures Strategy WTMF 0.65% Alternative WisdomTree CBOE S&P 500 PutWrite Strategy Fund PUTW 0.38% Alternative WisdomTree CBOE Russell 2000 PutWrite Strategy Fund RPUT 0.43% Alternative WisdomTree Continuous Commodity Index Fund GCC 0.75% Alternative WisdomTree Balanced Income Fund WBAL 0.35% Asset Allocation WisdomTree 90/60 U.S.
Balanced Fund NTSX 0.20% Asset Allocation. More Fund Symbol Expense Ratio Category iShares Nasdaq Biotechnology ETF IBB 0.47% Sector iShares U.S. Aerospace & Defense ETF ITA 0.44% Sector iShares U.S. Technology ETF IYW 0.44% Sector iShares U.S. Financials ETF IYF 0.44% Sector iShares U.S. Healthcare ETF IYH 0.44% Sector iShares U.S.
Industrials ETF IYJ 0.44% Sector iShares U.S. Energy ETF IYE 0.44% Sector iShares Transportation Average ETF IYT 0.44% Sector iShares U.S. Utilities ETF IDU 0.44% Sector iShares Core U.S. REIT ETF USRT 0.08% Sector/REIT iShares Global Consumer Staples ETF KXI 0.48% Sector iShares Global Financials ETF IXG 0.48% Sector iShares U.S. Pharmaceuticals ETF IHE 0.44% Sector iShares Global Consumer Discretionary ETF RXI 0.48% Sector iShares Bloomberg Roll Select Commodity Strategy ETF CMDY 0.28% Sector iShares MBS ETF MBB 0.09% Fixed income iShares U.S. Fallen Angels ETF FALN 0.25% Fixed income iShares U.S.
Preferred Stock ETF PFF 0.47% Equity iShares National Muni Bond ETF MUB 0.07% Fixed income iShares MSCI EAFE ESG Optimized ESGD 0.20% ESG iShares MSCI EM ESG Optimized ESGE 0.25% ESG iShares MSCI USA ESG Optimized ESGU 0.15% ESG iShares MSCI USA Small-Cap ESG Optimized ESML 0.17% ESG iShares MSCI USA ESG Select SUSA 0.25% ESG iShares ESG 1-5 Year Corporate Bond SUSB 0.12% ESG iShares ESG Corporate Bond SUSC 0.18% ESG iShares Core S&P Total U.S. Stock Market ETF ITOT 0.03% Equity iShares Core MSCI International Developed Markets ETF IDEV 0.05% Equity iShares Core 1-5 Year USD Bond ETF ISTB 0.06% Fixed income iShares Core 10+ Year USD Bond ETF ILTB 0.06% Fixed income iShares Core 5-10 Year USD Bond ETF IMTB 0.06% Fixed income. Options These are contracts that gives the owner the right to buy or sell an asset at a fixed price, called the strike price, for a specific period of time. The “asset” may be several kinds of underlying securities.
Some of the most common ones are stocks, indexes, or ETFs. That period of time could be as short as a day or as long as a couple of years, depending on the option. The seller of the option contract receives the payment from the buyer and then takes on an obligation to take the opposite side of the trade if the owner chooses to buy or sell the asset. Keep in mind, we don’t charge a fee for closing options positions that are 5¢ or below.
You can transfer an account into your Ally Invest account by submitting the. You'll also need to submit a recent statement of the account that you want to transfer in. You can fax these documents to us at 1-866-699-0563. You can also mail them to us. Account transfers normally complete in 5 to 7 business days. Also, it is necessary that the account at the other broker and the account at Ally Invest are of the same kind (for example, individual, joint, IRA).
Please note that after an account transfer has been processed, it can happen that some assets have remained in the account at the carrying firm. This is quite common, for example, with interests that were not yet in the account at the carrying firm when the transfer completed.
For this purpose, our clearing firm performs automatic residual sweeps every 2 weeks to catch what might have not transferred the first time around. We do not charge for incoming ACAT transfers. Incoming DRS and DWAC transfers are subject to a $30 transfer fee per position and up to a $150 transfer agent fee per position. All marginable U.S. Equities and selected American Depository Receipts (ADRs) priced at $4 or more that trade either on an exchange or quotes on NASDAQ are eligible for DRIP. Dividends are reinvested on your behalf on the dividend payable date by our clearing firm.
The reinvested position will reflect in whole and fractional shares. The reinvestment price will be the prevailing market price at the time the order is entered on the payable date.
We can set up your entire account so that any eligible security that you currently hold will be subject to DRIP. Any eligible securities that you purchase thereafter will be automatically enrolled in DRIP. A security will need to be enrolled for DRIP prior to the ex-dividend date in order for the dividend to be reinvested. You can also always request individual positions in your account to be enrolled for DRIP at no charge.
Ally Invest Securities, LLC, is a member of the Securities Investor Protection Corporation (SIPC), which provides protection for accounts up to $500,000 (including $250,000 for claims of cash) per client as defined by SIPC rules. Visit for more information or call 1-202-371-8300. Our clearing firm, Apex Clearing, has also purchased an additional insurance policy through a group of London Underwriters (with Lloyd's of London Syndicates as the Lead Underwriter) to supplement SIPC protection. This additional insurance policy becomes available to customers in the event that SIPC limits are exhausted and provides protection for securities and cash up to an aggregate of $150 million. This insurance is provided to pay amounts in addition to those returned in a SIPC liquidation proceeding.
This additional insurance policy is limited to a combined return to any customer from a Trustee, SIPC and London Underwriters of $37.5 million, including cash of up to $900,000. Like SIPC protection, this additional insurance does not protect against a loss in the market value of securities. A few things you should know Ally Financial Inc. (NYSE: ALLY) is a leading digital financial services company and a top 25 U.S. Financial holding company offering financial products for consumers, businesses, automotive dealers and corporate clients.
Ally Bank, the company's direct banking subsidiary, offers an array of banking products and services. Deposit products ('Bank Accounts' on Ally.com) are offered by Ally Bank, Member FDIC.
Zelle and the Zelle related marks are wholly owned by Early Warning Services, LLC and are used herein under license. Mortgage products are offered by Ally Bank, Equal Housing Lender, NMLS ID 181005. Credit and collateral are subject to approval and additional terms and conditions apply.
Programs, rates and terms and conditions are subject to change at any time without notice. The Ally CashBack Credit Card is issued by TD Bank, N.A. Securities products and services are offered through Ally Invest Securities LLC, member. Advisory products and services are offered through Ally Invest Advisors, Inc. An SEC registered investment advisor. Brokerage accounts are serviced by Ally Invest Securities LLC and advisory client account assets are kept in custody with Apex Clearing Corporation, members FINRA and SIPC.
Foreign exchange (Forex) products and services are offered to self-directed investors through Ally Invest Forex LLC. Ally Invest Forex LLC, Member (ID #0408077), acts as an introducing broker to GAIN Capital Group, LLC ('GAIN Capital'), a registered FCM/RFED and NFA Member (ID #0339826). Your forex account is held and maintained at GAIN. Ally Invest Forex LLC and Ally Financial Inc. Are separate, but affiliated companies. Futures trading services are provided by Ally Invest Futures LLC member NFA.
Trading privileges are subject to review and approval. Not all clients will qualify. Forex, futures, options and other leveraged products involve significant risk of loss and may not be suitable for all investors. Products that are traded on margin carry a risk that you may lose more than your initial deposit.
Increasing leverage increases risk. Spot Gold and Silver contracts are not subject to regulation under the U.S. Commodity Exchange Act. Forex and futures accounts are NOT PROTECTED by the Securities Investor Protection Corporation (SIPC). Products offered by Ally Invest, but not limited to, Ally Invest Advisors, Ally Invest Securities, Ally Invest Forex, and Ally Invest Futures are NOT FDIC INSURED, NOT BANK GUARANTEED, and MAY LOSE VALUE. App Store is a service mark of Apple Inc.
Google Play is a trademark of Google Inc. Amazon Appstore is a trademark of Amazon.com, Inc., or its affiliates. Windows Store is a trademark of the Microsoft group of companies.
About Our Awards Barron's Ally Invest received 4 out of 5 stars in Barron's 12th (March 2007), 13th (March 2008), 14th (March 2009), 15th (March 2010), 16th (March 2011), 17th (March 2012), 18th (March 2013), 19th (March 2014), 20th (March 2015), and 21st (March 2016) annual rankings of the Best Online Brokers. Barron's also ranked Ally Invest as one of the industry's 'Best for Options Traders' in their 2016 survey. The surveys are based on Trade Technology, Usability, Mobile, Range of Offerings, Research Amenities, Portfolio Analysis & Reports, Customer Service & Education, and Costs. Barron's is a registered trademark of Dow Jones & Company © 2016. According to both StockBrokers.com 2015 and 2016 Online Broker Reviews, Ally Invest received an overall 4 out of 5 star review and therefore is referred herewith as 'a top brokerage' in both surveys.
Stockbrokers.com Ally Invest was rated Best in Class for Commission & Fees and Offering of Investments by StockBrokers.com in their 2016 Broker Reviews. Four-stars were awarded for Commissions & Fees, Research, Customer Service, and Education in 2015 and 2016. The Ally Invest platform received the #1 Broker Innovation in 2015 and the Trader Network was rated the #1 Community in 2014.
Each StockBrokers.com annual review takes several hundred hours of research to complete and includes broker ratings for nine different areas across 272 different variables: Commissions & Fees, Ease-of-Use, Platforms & Tools, Research, Customer Service, Offering of Investments, Education, Mobile Trading, and Banking. StockBrokers.com is an investing website which is branded as helping consumers make money decisions. StockBrokers.com maintains a cross-marketing relationship with Ally Invest. Ally Invest, LLC is not affiliated with, does not sponsor, is not sponsored by, does not endorse, and is not endorsed by the companies mentioned above or any of their affiliated companies. About Our Commissions Commissions and fees from published websites are current as of 2/14/2018. Some brokers may offer more competitive fees than the ones published if certain balances or levels of activity are met.
You should contact your broker to confirm their commission schedule. Ally Invest Select Pricing We offer select pricing of $3.95 per equity trade and 50¢ per options contract for investors who make 30+ trades in the prior calendar quarter or maintain an average daily balance of $100,000 or more in the prior calendar quarter. Select pricing begins on day 1 of the first quarter of eligibility.
We charge an additional 35¢ per contract on certain option index products where the exchanges charge a fee. Low-Priced Securities Pricing We require a minimum opening purchase order of $100 per order in OTCBB and Pink Sheet stocks, and add 1¢ per share on the entire order for stocks priced less than $2. Maximum commission per order can’t exceed 5% of the trade value, with minimum commission of $4.95.
We don’t accept opening trades for stocks below 1¢ per share. Note for GTC orders: If we receive partial executions on different trading days you'll be charged separate commissions. Margin Account Details The base rate of 4.00% is set at Ally Invest Securities' sole discretion with reference to commercially recognized interest rates, such as the broker call loan rate.
All rates are tiered using the Base Rate plus a standard percentage. Base rates and balance tiers are subject to change without notice. Commissions and fees from published web sites as of. Some brokers may offer more competitive fees than the ones published if certain balances or level of activity are met. Please contact each broker individually to confirm their commission schedule.
Rates are negotiable for active traders. Contact us to learn more. Margin Requirements.